REGULATORY.
Whether you're a fresh faced entrant, or a hardened veteran - navigating the complexities of financial services and credit legislation, and keeping up to date, is both daunting and exhausting. We want to make it easy.
Financial services regulation is The Fold’s core focus and underpins everything we do. Our regulatory lawyers are true specialists.
We:
- Advise on the financial services regulatory regime, including AFSL applications and variations, ASIC relief applications, AFS authorisations, structuring and financial requirements, distribution models, complex financial products, AML/CTF obligations and regime, privacy issues, drafting disclosure documents and authorised representative agreements, and providing compliance signoffs.
- Advise on the credit regime, including ACL applications and variations, drafting credit contracts, hardship policies or consumer leases, developing responsible lending compliant credit policies, and reviewing compliance with AML/CTF requirements or the particular privacy issues for credit businesses.
- Support clients in responding to regulatory investigations and enforcement proceedings, including breach notifications, ASIC production notices and compliance with enforceable undertakings.
Our Experts
Charmian Holmes
Partner - Brisbane
T: 07 3854 4202
E: charmianh@thefoldlegal.com.au
Charmian Holmes
Partner - Brisbane
T: 07 3854 4202
E: charmianh@thefoldlegal.com.au
Charmian Holmes
Partner - Brisbane
T: 07 3854 4202
E: charmianh@thefoldlegal.com.au
What our clients say
News
The Fold's frank take on issues affecting the financial services industry.
Purchasing an Australian financial service licence (AFSL) or an Australian credit licence (ACL) is an exciting opportunity to take your financial service business to the next stage of growth.
On 28 March 2022 the Australian Securities and Investments Commission (ASIC) released Report 722 ‘ASIC Enforcement Update July to December 2021’ (Report 722). In this blog, we are going to:
The Fold Legal is delighted to share that Senior Associate Glenjon Aligiannis and Associate Nicholas Pavouris have been included as finalists in the 2022 Lawyers Weekly 30 Under 30 Awards in the Financial Services category
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