Ongoing Service Toolkit (incl. FDS and Consent)
A complete set of ongoing service documentation, updated to comply with the Royal Commission legislation
$600.00 inc GST
Wholesale Client Decision Tree
$880.00 inc GST
$894.99 inc GST
A simple process for identifying wholesale clients suitable for Financial planners Life advisers.
This product is currently out of stock
Features:
A step by step guide to assessing clients against the wholesale client / sophisticated investor tests, covering:
- Who is the client?
- Applying the tests to different types of entities
- Applying the tests to different types of advice / service
- Dealing with SMSFs
Benefits:
- Covers individuals, companies, trusts and superannuation entities
- Specific section on SMSFs
- Outlines each of the wholesale client / sophisticated investor tests
- Provides various options for the treatment of SMSFs - dependant on risk appetite
- Detailed guidance notes for easy reference
- Clear and concise
- One-stop guide
Use:
- Integrate into your advice process and/or software
- Convenient reference guide
Price is for use by 5 advisers. Discounts are available for purchases for >10 advisers. Contact us for a quote.
