MDA - Advice and Contract Documents

NB: We offer these templates as a package because the documents are interdependent

Contains: 

SOA MATERIAL

• Basis for MDA advice
• All other required information
• MDA warnings
• Fees and costs

MDA CONTRACT.

• Appointment
• Discretions
• Rights and obligations
• Review and reporting
• Fees and costs

INVESTMENT STRATEGY.

• Sample model portfolio description
• MDA warnings
• MDA information

Benefits:

• Contains template material for all the disclosures required to recommend and implement MDA services
• Covers all the MDA regulatory requirements for SoAs, MDA Contracts and Investment Programs
• Seamlessly integrates the overlapping MDA requirements into the 3 documents
• Variable clauses to suit different MDA models
• Clear concise and effective language
• Detailed content and user guide
• Purchase as part of the MDA Kit for a complete MDA compliance system

Use:

• Integrate SoA material into your SoA template to create compliant MDA advice
• Document your MDA contract
• Document your model portfolios and other investment strategies
• Suitable for all types of MDA providers. NB: Additional customisation will be required for MDA providers who use an external custodian or non-recourse financial product

This price is for use by 5 advisers. Discounts are available for >5 advisers. Contact us for a quote.