Authorised Representative Agreement for Financial Planners and Life Advisers

A customisable template for appointing individual advisers as authorised representatives, covering:

• Appointment and authorisation
• Clarifying the relationship
• Periods of absence
• Business names and logos
• Remuneration
• Set off and GST
• AR obligations
• Warranties and indemnities
• PI insurance
• Client ownership and servicing rights
• Optional right of first refusal
• Optional personal guarantee
• Confidential information and IP
• Conflicts of interest
• Dispute resolution
• Termination

Benefits:

• Defines the AR authority
• Includes Notice of Authorisation
• Incorporates AR compliance obligations
• Protects client ownership and servicing rights
• Helps manage AFS regulatory requirements
• Complies with unfair contract terms legislation
• Plain English
• Modern style and format
• Easy to customise
• Includes user guide
• Supports your risk management programme
  
  

Use:

• Customise to define the scope and terms of AR appointments
• Manage AR activity

If you are appointing a corporate authorised representative, please see our Corporate Authorised Representative Agreement.